Our Expertise
We are not just a KYC verification vendor; we are your trusted partner in 360° client onboarding.
KYC verification is one component of effective AML compliance, but that's not where the onboarding process ends.
CompliancePlus focuses on the wider client-onboarding architecture: how information is requested, how risk is identified, how cases move through the organisation, how decisions are escalated and how senior stakeholders receive the information necessary to approve or reject a proposal confidently.
01
Managed KYC / CDD Onboarding
Many firms know what their AML policy says, but struggle to run the process day-to-day. We work alongside compliance and operations teams to carry out the client onboarding work itself.
We can help design policy and process, but our core offer is hands-on managed service: we do the KYC and CDD on your clients, to your standards, under your oversight.
Our managed onboarding support covers:
- Client intake and information gathering
- Ownership and control analysis
- Risk-factor identification and scoring
- CDD review and verification
- PEP, sanctions and negative media screening
- Structured escalation and approval packs
- Ongoing monitoring and periodic review
We free your team to focus on decisions, while we handle the work that feeds them.
02
Intelligent Client Onboarding Forms
Forms should anticipate the questions an AML analyst will eventually need answered.
CompliancePlus helps design onboarding forms that:
- adapt logically to client responses
- provide relevant response options
- identify missing information early
- reduce repeated follow-up questions
- capture information needed for CDD and risk assessment
The objective: ask better questions earlier.
03
Approval Architecture
Different risks require different authorities.
CompliancePlus helps organisations establish clear approval and escalation channels based on factors such as:
- client risk
- matter risk
- PEP exposure
- sanctions concerns
- jurisdiction
- ownership complexity
- source of wealth and source of funds concerns
- other relevant high-risk factors
04
Decision-Ready Approval Packs
Senior managers should not have to reconstruct an AML investigation before making a decision.
We help create concise templates and formats that summarise:
- relevant facts
- identified risks
- mitigating factors
- outstanding concerns
- analyst rationale
- required decision
The objective is to enable confident, efficient and properly documented approvals.
05
Client Lifecycle Pipelines
We build structured workflows covering new client onboarding, ongoing monitoring, periodic review and event-driven review.
Processes should include:
- ownership
- queues
- priorities
- ageing
- escalation
- completion standards
06
Management Information
AML teams generate large amounts of operational information. CompliancePlus helps convert it into useful management information.
Potential MIS should help stakeholders understand:
- onboarding volumes
- review backlogs
- case ageing
- high-risk populations
- outstanding approvals
- SLA performance
- workload distribution
- upcoming periodic reviews
- operational bottlenecks
Good AML governance starts with good visibility.
Let's talk about your AML process.
Refining an onboarding framework, clearing a review backlog or redesigning risk assessments — we would be happy to understand the challenge.